Saturday, December 19, 2015

Fidelity Fined - Failed to Detect Imposter

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The Financial Industry Regulatory Authority announced Friday it has fined the brokerage arm of Fidelity Investments for failing to detect an imposter broker who stole $1 million from clients.

http://www.fa-mag.com/news/finra-fines-fidelity-for-failing-to-detect-imposter-broker-24311.html

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