Having the ability to ask for documents and ask questions before a hearing is a basic right in our adversary system. It is about time someone addressed the abuses in the SEC system.
Lawmaker wants to give SEC defendants greater rights
The Securities Law Blog: SEC's Use of Administrative Hearings Under Fire
How the SEC Avoids Judicial Oversight and the Constitution
Judge Rakoff Questions the SEC's Overuse of Administrative ...
SEC Faces Challenges Over the Constitutionality of Some of its Court Proceedings.
Mark Astarita and the attorneys at Sallah Astarita & Cox regularly represent investors and financial professionals in SEC and FINRA investigations and enforcement proceedings. To discuss a case, call 212-509-6544 or send an email to firstname.lastname@example.org