Monday, September 26, 2016

Patterson, ex-NY Governor, Fined $25K for Securities Reporting Failure by SEC

Former New York Gov. David A. Paterson, who is currently an adviser at Stifel, was among those charged with violating securities laws in connection with a proposal to build the largest movie studio in North America.

Stifel adviser, an ex-NY governor, pays SEC $25K for reporting failure | On Wall Street:
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