Wednesday, January 31, 2018

Securities Regulation Insititute's Need to Know Cases

From Jim Hamilton’s World of Securities Regulation:

"A panel of the Northwestern University Pritzker School of Law Securities Regulation Institute gave an info-packed update on important litigation developments from the past year, including a clarification on insider trading, a new limit on the ability of the SEC to seek disgorgement in enforcement actions, and a lack of resolution on conflicting disclosure requirements."



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