Friday, May 15, 2020

SEC Orders Credit Rating Agency to Pay $3.5 Million for Conflicts of Interest Violations

The Securities and Exchange Commission today charged New York-based credit rating agency Morningstar Credit Ratings LLC for violating a conflict of interest rule designed to separate credit ratings and analysis from sales and marketing efforts.…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.