Wednesday, October 2, 2019

SEC Obtains Final Judgments Against Lek Securities and CEO in Layering, Manipulation Case

On October 1, 2019, a federal court judge entered final judgments against New York-based brokerage firm Lek Securities Corp. and Chief Executive Officer Sam Lek, who were charged by the Securities and Exchange Commission with facilitating manipulative U.…

Read the Full Press Release

Want to talk to a securities lawyer? Call Sallah Astarita & Cox at 212-509-6544.