Read the Full Press Release
Have a securities law question? Call New York Securities Lawyers at 212-509-6544.
Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys
The Securities Law Blog has been providing investors, advisors and attorneys with news and expert commentary from top securities attorneys and regulators since 1995. Updated daily.
Pages
▼
Wednesday, December 1, 2021
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 82 soliciting entities, eight (8) impersonators of genuine firms, and…
Read the Full Press Release
Read the Full Press Release