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Monday, February 10, 2025

Exemption From the Requirement to Report Certain Personally Identifiable Information to the Consolidated Audit Trail

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The Securities and Exchange Commission today provided an exemption from the requirement to report certain personally identifiable informatio...
Friday, February 7, 2025

Exemption From Exchange Act Rule 13f-2 and Related Form SHO

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The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Ac...
Tuesday, February 4, 2025

Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments

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The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s executive staff, which will advise the Acting Chairma...
Thursday, January 30, 2025

SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchange

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The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Tu...

Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs

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The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda has named Natalia Díez Riggin as Senior Advisor and Act...
Wednesday, January 29, 2025

Extension of Form PF Amendments Compliance Date

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The Securities and Exchange Commission, together with the Commodity Futures Trading Commission (CFTC), extended the compliance date for the ...
Tuesday, January 28, 2025

SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations

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The Securities and Exchange Commission’s Office of Credit Ratings (OCR) today published its annual Staff Report on Nationally Recognized Sta...
Friday, January 24, 2025

Acting Chairman Mark T. Uyeda Names Acting Senior Staff

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The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s selections for several senior roles in acting capacit...
Tuesday, January 21, 2025

SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Force

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Today SEC Acting Chairman Mark T. Uyeda launched a crypto task force dedicated to developing a comprehensive and clear regulatory framework ...

Mark T. Uyeda Named Acting Chairman of the SEC

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The Securities and Exchange Commission today announced that President Donald J. Trump has designated Mark T. Uyeda as Acting Chairman of the...