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Thursday, September 17, 2026

SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment

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The Securities and Exchange Commission today issued an order granting temporary, conditional exemptive relief to Tokenized Securities Venues...
Wednesday, September 16, 2026

SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process

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The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the sco...
Monday, September 14, 2026

SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements

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The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2...
Friday, September 11, 2026

Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution

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Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, F...
Thursday, September 10, 2026

President’s Year 2000 Council, SEC, NYSE, NASD, ICI, SIA Outline Securities Industry Efforts For Smooth Transition Into Year 2000

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The President’s Council onYear 2000 Conversion, the Securities and Exchange Commission(SEC), the National Association of Securities Dealers(...

SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme

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The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental W...
Thursday, September 3, 2026

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

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The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from pro...

SEC Investor Advisory Committee to Host Sept. 10 Meeting

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The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. o...
Tuesday, September 1, 2026

SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading

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The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-ho...

SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme

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The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LL...