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Tuesday, March 17, 2026

SEC Clarifies the Application of Federal Securities Laws to Crypto Assets

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The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain cryp...

SEC Publishes Data on Public and Private Offerings, Municipal Advisors, Transfer Agents, and Securities-Based Swap Dealers

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The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published a new report on security based swap dealers...
Monday, March 16, 2026

SEC Proposes Amendments to Exchange Act Rule 15c2-11

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The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering ...

SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned from Agency

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The Securities and Exchange Commission today announced that Judge Margaret A. Ryan has resigned from her role as Director of the Division of...
Wednesday, March 11, 2026

SEC and CFTC Announce Historic Memorandum of Understanding Between Agencies

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The two agencies have entered into a MOU to guide coordination and collaboration to support lawful innovation, uphold market integrity, and ...
Thursday, March 5, 2026

SEC Investor Advisory Committee to Host March 12 Meeting

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The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. o...

SEC Announces Roundtable on Options Market Structure Reform

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The Securities and Exchange Commission announced today that it will host a roundtable on April 16, 2026, to discuss listed options market st...
Friday, February 27, 2026

SEC Adopts Final Rules for the Holding Foreign Insiders Accountable Act

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The Securities and Exchange Commission today adopted final rule and form amendments to reflect the requirements of the recently enacted Hold...

SEC, FSA Hold Spring Financial Regulatory Dialogue

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The U.S. Securities and Exchange Commission (SEC) and the Financial Services Agency of Japan (FSA) convened the Spring SEC-FSA Financial Reg...
Thursday, February 26, 2026

SEC Announces Roundtable on Private Markets Valuation As Retail Investor Access Accelerates

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The Securities and Exchange Commission today announced it will hold a roundtable on March 4 to discuss private market valuations and respons...