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Saturday, February 24, 2018

UBS Apologizes For its Sneaky Move

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With a questionable explanation, the firm apologizes but has not been clear about a correction.

https://advisorhub.com/ubss-naratil-hull-apologize-non-solicit-document-snafu/

Labels: Broker Transition, Non-Solicit, UBS

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The Securities Law Blog is edited by nationally known securities attorney Mark Astarita. Mark is also the editor of our main site, SECLaw.com - The Securities Law Home Page. He is a partner in the securities law firm of Sallah Astarita & Cox, and his personal lawyer website is at Securities Lawyer.

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