Monday, May 17, 2021

Faith-Based Investing Makes Up Ground in Gains and Convenience… #securitieslaw…

Faith-Based Investing Makes Up Ground in Gains and Convenience… #securitieslaw…
Faith-Based Investing Makes Up Ground in Gains and Convenience… http://feedproxy.google.com/~r/Seclaw/~3/BfnWWh5Aluc/faith-based-investing-makes-up-ground_16.html #securitieslaw #securitiesattorney
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

SEC Awards More Than $31 Million to Whistleblowers in Two Enforcement Actions

The Securities and Exchange Commission today announced whistleblower awards to four individuals totaling more than $31 million.  In the first order, the SEC awarded almost $27 million to two claimants who provided SEC staff with new information and…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index

The Securities and Exchange Commission today announced settled charges against S&P Dow Jones Indices LLC for failures relating to a previously undisclosed quality control feature of one of its volatility-related indices, which led S&P DJI to…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

Sunday, May 16, 2021

Faith-Based Investing Makes Up Ground in Gains and Convenience…

Faith-Based Investing Makes Up Ground in Gains and Convenience…
Faith-Based Investing Makes Up Ground in Gains and Convenience #securitieslawyer http://feedproxy.google.com/~r/Seclaw/~3/h8MjX4Ws3lI/faith-based-investing-makes-up-ground.html #securitiesattorney #seclaw
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

Saturday, May 15, 2021

Faith-Based Investing Makes Up Ground in Gains and Convenience #securitieslawyer

Faith-Based Investing Makes Up Ground in Gains and Convenience #securitieslawyer
Faith-Based Investing Makes Up Ground in Gains and Convenience https://www.nytimes.com/2021/05/14/your-money/faith-based-investing.html #securitieslawyer
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

Friday, May 14, 2021

Things to Do in Alaska On a Budget #securitieslawyer

Things to Do in Alaska On a Budget #securitieslawyer
Things to Do in Alaska On a Budget https://www.nytimes.com/2021/05/12/travel/alaska-budget-travel.html #securitieslawyer
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

Thursday, May 13, 2021

Check out this week's thematic stock highlights, including Electronic Arts and……

Check out this week's thematic stock highlights, including Electronic Arts and……
Check out this week's thematic stock highlights, including Electronic Arts and… http://feedproxy.google.com/~r/Seclaw/~3/2FVAAmC3dyo/check-out-this-weeks-thematic-stock.html #securitieslawyer #seclaw
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

Wednesday, May 12, 2021

Check out this week's thematic stock highlights, including Electronic Arts and…

Check out this week's thematic stock highlights, including Electronic Arts and…
Artificial Intelligence Identifies Electronic Arts As A Thematic Stock Highlight This Week
Check out this week's thematic stock highlights, including Electronic Arts and Quest Diagnostics, courtesy of the Forbes AI Investor platform.
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

SEC Awards Approximately $3.6 Million to Whistleblower

The Securities and Exchange Commission today announced an award of approximately $3.6 million to a whistleblower whose information and assistance led to a successful SEC enforcement action.  “The whistleblower brought valuable information to the…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

SEC Charges Broker-Dealer for Failures Related to Filing Suspicious Activity Reports

The Securities and Exchange Commission today announced settled charges against GWFS Equities Inc. (GWFS), a Colorado-based registered broker-dealer and affiliate of Great-West Life & Annuity Insurance Company, for violating the federal securities…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

Tuesday, May 11, 2021

Everyone wants to be a contrarian investor. But in practice, most people buy…

Everyone wants to be a contrarian investor. But in practice, most people buy…
5 Contrarian Dividend Stocks To Buy Now
Everyone wants to be a contrarian investor. But in practice, most people buy more near tops and sell shares low.
-----
Coast-to-coast representation of investors and financial professionals - Securities Lawyer

FINRA Reopens Hearing Locations

Beginning July 5, 2021, FINRA will reopen all of its hearing locations for in-person arbitration and mediation proceedings except for the following: Augusta, Boca Raton, Buffalo, Detroit, Philadelphia, Providence and Wilmington. FINRA DRS has postponed all in-person proceedings in these seven locations through July 30, 2021.