Thursday, July 17, 2014

FINRA Announces Arbitration Task Force

FINRA announced today the formation of a 13-member Arbitration Task Force to consider possible enhancements to its arbitration forum to improve the transparency, impartiality and efficiency of FINRA's securities arbitration forum for all participants.  

Hopefully they ultimately solicit comments from those of us who are representing brokers in the process, rather than relying on a "task force" comprised of professors, customer attorneys and in-house counsel.

For more information, see FINRA Announces Arbitration Task Force - FINRA

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