Executive Recruiter Mindy Diamond finds that compliant advisors, with $100 million in assets under management, are in the driver's seat in the recruiting scene.
We represent advisors across the country, insuring that they are in fact compliant, and working on the best possible deal to get out of their current firm, and into the new firm.
Thinking of a move? Give us a call - 221-509-6544.
For more information - Why Advisors Have Leverage | Financial Planning
--- The attorneys at Sallah Astarita & Cox have experience in all aspect of broker-dealer compliance, employment and litigation. Our clients include individual financial professionals, and firms of all sizes, nationwide. For more information call 212-509-6544 or send an email.