Fidelity Fined - Failed to Detect Imposter

The Financial Industry Regulatory Authority announced Friday it has fined the brokerage arm of Fidelity Investments for failing to detect an imposter broker who stole $1 million from clients.

http://www.fa-mag.com/news/finra-fines-fidelity-for-failing-to-detect-imposter-broker-24311.html

Related articles

• FINRA's Ketchum: 3 Top Exam Priorities for 2016 
• FINRA Focus on Elder Fraud