Wednesday, October 11, 2017

FINRA gets nod to streamline competency exams | On Wall Street

" A newly approved FINRA rule could result in more hiring within the industry.

The SEC has approved FINRA’s proposal to streamline competency exams, eliminating past redundancies and offering greater opportunity for new and returning advisors.

The changes will go into effect on Oct. 1, 2018, and advisors just getting into the industry and firms looking to bring in new advisors will feel the impact."

For more information see FINRA gets nod to streamline competency exams at On Wall Street