Monday, January 28, 2019

Broker- Dealer Law Corner- The Disturbingly Cozy Relationship Between FINRA And PIABA

Excellent commentary from our colleague Alan Wolper regarding the curious relationship between FINRA and PIABA.

https://www.bdlawcorner.com/2019/01/the-disturbingly-cozy-relationship-between-finra-and-piaba/


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