UBS customers who
have lost money in the UBS Yield Enhancement Strategy (YES), may be able to
recover losses by filing an arbitration claim against the firm with FINRA.
The UBS Yield Enhancement Strategy (YES) involved
investing in options with a complex series of put and call spreads with the
same expiration date and different strike prices with a strategy called an
“iron condor”.
UBS marketed its Yield Enhancement Strategy (YES) as a
safe way for investors to increase return on their money at a time when
interest rates were low. Unfortunately, it was quite risky, the risk may not
have been adequately disclosed, and some investors lost a lot of money.
For more information, and to discuss a potential claim
call Sallah Astarita & Cox, LLC at 212-509-6544. The firm represents investors and
financial professionals across the country and has represented parties in over 700
arbitrations.
For more information about FINRA arbitration, download
Introduction
to Securities Arbitration, an overview to the process that has been
downloaded tens of thousands of times by investors, brokers and lawyers looking
for information on securities arbitration.
