Friday, September 27, 2019

Two BMO Advisory Firms Pay Over $37 Million to Harmed Clients for Failing to Disclose Conflicts of Interest

The Securities and Exchange Commission today announced that two BMO advisers have agreed to pay over $37 million to settle charges regarding their failure to tell clients about certain aspects of how the advisers selected investments in their retail…
Read the Full Press Release
Want to talk to a securities lawyer? Call Sallah Astarita & Cox at 212-509-6544.