The Office of Hearing Officers (OHO) has postponed hearings of Disciplinary Proceedings scheduled through April with the exception of pending Expedited Proceedings, as they are not conducted in person.
While working remotely, OHO will serve and accept service of notices, pleadings, and other documents by email. Parties with questions about these or any other aspects of pending cases should contact the appropriate Case Administrator.
If you need help with an arbitration, or simply have a question, call Mark Astarita at 212-509-6544. With 30 years of dealing with FINRA, he probably knows the answer.
