Friday, May 22, 2020

SEC Shuts Down Fraudulent Investment Adviser Targeting Senior Citizens

The Securities and Exchange Commission today announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against a California-registered investment adviser and his entities to halt an ongoing Ponzi scheme…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

No comments: