Thursday, April 29, 2021

SEC Charges Eight Companies for Failure to Disclose Complete Information on Form NT

The Securities and Exchange Commission today charged eight companies for failing to disclose in SEC Form 12b-25 filings that their request for seeking a delayed quarterly or annual reporting filing was caused by an anticipated restatement or correction…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.

No comments: