Monday, September 20, 2021

SEC, MSRB, FINRA to Hold Compliance Outreach Program for Municipal Advisors

The Securities and Exchange Commission's Division of Examinations and Office of Municipal Securities (OMS), the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) today announced the opening of…

Read the Full Press Release
Have a securities law question? Call Sallah Astarita & Cox at 212-509-6544.