Wednesday, June 7, 2023

SEC Adopts Amendments to Remove References to Credit Ratings From Regulation M

The Securities and Exchange Commission today adopted rule changes to remove and replace references to credit ratings from existing exceptions provided in Rule 101 and Rule 102 of Regulation M, a set of rules that prohibits activities that could…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.