Friday, September 29, 2023

SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule

The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to whistleblowing by requiring employees to sign agreements prohibiting the…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.