Wednesday, October 18, 2023

SEC Proposes Rule to Address Volume-Based Exchange Transaction Pricing for NMS Stocks

The Securities and Exchange Commission today proposed a new rule that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (“agency-related”) orders…

Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.