Tuesday, January 16, 2024

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed…

Read the Full Press Release

Have a securities law question? Call New York Securities Lawyers at 212-509-6544.