Friday, December 20, 2024

SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico

The Securities and Exchange Commission today charged registered investment adviser Silver Point Capital L.P. with failing to establish, implement, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic…

More information at SECLaw.com Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.