Monday, January 13, 2025

Two Robinhood Broker-Dealers to Pay $45 Million in Combined Penalties for Violating More Than 10 Separate Securities Law Provisions

The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to pay $45 million in combined civil penalties to settle a range of SEC charges arising…

More information at SECLaw.com Read the Full Press Release


Have a securities law question? Call New York Securities Lawyers at 212-509-6544.