The Securities Law Blog from SECLaw.com

The Securities Law Blog has been providing investors, advisors and attorneys with news and expert commentary from top securities attorneys and regulators since 1995. Updated daily.

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Showing posts with label CrowdFunding. Show all posts

Monday, February 1, 2016

FINRA Funding Portal Rules Approved

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The SEC approved new FINRA Rule 4518 as part of FINRA’s proposal to establish the new Funding Portal Rules and related forms. This N...

Tuesday, August 19, 2014

Considering a Direct Private Placement?

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As the markets and the economy recovers, we start to see more requests for assistance in capital raises, either for investments in hedge fun...

Monday, December 23, 2013

Stock Offerings on the Rise

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While the smaller cap public offering market has been depressed for many years, we may be seeing an increase in those offerings. Wile we hav...

Wednesday, October 23, 2013

SEC Releases Crowd Funding Proposal

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The Crowd Funding proposal has been released by the SEC today. If adopted, entrepreneurs and start-up companies looking for investors wi...

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