Pages

▼
Showing posts with label Puerto Rico. Show all posts
Showing posts with label Puerto Rico. Show all posts
Monday, February 22, 2016

FINRA Panel Crushes UBS in Puerto Rico Case -

›
UBS is defending against hundreds of customer complaints and arbitration claims, collectively seeking $1.5 billion in damages, relating ...
Thursday, October 29, 2015

Puerto Rico Bond Saga Continues - FINRA Sanctions Santander Securities LLC

›
The inappropriate sales and marketing of Puerto Rico bonds is not limited to UBS. Recently FINRA ordered Santander Securities LLC to pay a...
Tuesday, October 13, 2015

More Structured Product Claims vs UBS? UBS Will Pay $19.5 Million Settlement

›
My law firm has been investigating and prosecuting structured product cases  for the last few years, many of them involving UBS. Those ...
Monday, August 3, 2015

UBS Puerto Rico Investment Problems Expand

›
UBS’ involvement in Puerto Rico investments continues to explode, as the customer arbitrations against the firm start to heat up.  UBS has ...
Monday, October 28, 2013

SEC Examing Mutual Funds Re: Puerto Rico Bonds

›
The SEC is conducting nationwide, “limited scope examinations” of certain mutual funds that invest in Puerto Rico securities, according to a...
Thursday, October 17, 2013

Puerto Rico Seeks To Calm Rattled Muni Bond Investors

›
Puerto Rico officials sought to soothe the fears of edgy investors Tuesday as the market continues to price risk into the tropical island’...
Friday, October 11, 2013

Sallah Astarita & Cox Reviewing Potential Claims Against Other Brokerage Firms for Investments in Puerto Rico Municipal Bonds

›
Our office has learned that at least one State Attorney General is requesting information from multiple brokerage firms regarding the poss...