The Securities Law Blog from SECLaw.com

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Showing posts with label Subpoena. Show all posts

Tuesday, February 16, 2021

Review Your WSPs - Subpoenas are Coming

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The authority to open SEC investigations, and therefore to issue subpoenas, was expanded under the Obama Administration to the director of E...

Saturday, May 12, 2018

Jay-Z Ordered to Testify In SEC Investigation

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You cannot ignore an SEC subpoena, even if you are famous. Rapper Jay-Z failed to respond to two subpoenas from the SEC which is investigati...

Monday, March 5, 2018

SEC Crypto Subpoenas Abound

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SEC Crypto Subpoenas Abound http://bitcoinist.com/sec-subpoenas-techcrunch-founders-crypto-fund-everyone-else/

Thursday, October 16, 2014

The Need for Narrow SEC Subpoenas

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Two common criticisms of investigations by the Securities and Exchange Commission have been the length of time investigations take and th...

Monday, January 6, 2014

Tips for Responding to an SEC Subpoena

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Being forced to participate in an SEC investigation, even as a witness, can be a harrowing experience, and this is true whether you are a ...

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