The Securities Law Blog from SECLaw.com

The Securities Law Blog has been providing investors, advisors and attorneys with news and expert commentary from top securities attorneys and regulators since 1995. Updated daily.

The Securities Law Blog from SECLaw.com

Pages

SEC's Division of Corporation Finance Issues Staff Statement on Certain Liquid Staking Activities

Staff Issues FAQs to Help Broker-Dealers Implement Financial Responsibility Requirements Related to U.S. Treasury Clearing

Katherine Reilly Named SEC Acting Inspector General

SEC Announces Roundtable on Executive Compensation Disclosure Requirements

SEC Announces Agenda, Panelists for Roundtable on Tokenization Plus Date Change for Roundtable on DeFi

SEC Charges Three Texans with Defrauding Investors in $91 Million Ponzi Scheme

SEC Publishes New Market Data, Analysis, and Visualizations

SEC Charges PGI Global Founder with $198 Million Crypto Asset and Foreign Exchange Fraud Scheme

Paul S. Atkins Sworn In as SEC Chairman

SEC Awards $6 Million to Joint Whistleblowers

SEC Small Business Advisory Committee to Explore Regulation A

SEC Announces Agenda, Panelists for Roundtable on Crypto Custody

SEC Extends Effective and Compliance Dates for Amendments to Investment Company Reporting Requirements

SEC’s Anti-Fraud Public Service Campaign Warns Investors About Relationship Investment Scams

SEC Publishes New Data and Analysis About Registered Investment Companies and Money Market Funds

SEC Announces Agenda, Panelists for Roundtable on Crypto Trading

By Building Wealth, Investors Power U.S. Economy

SEC Charges Three Arizona Individuals with Defrauding Investors in $284 Million Municipal Bond Offering That Financed Sports Complex

SEC Votes to End Defense of Climate Disclosure Rules

SEC Crypto Task Force to Host Four More Roundtables